Investment Management Regulation

TEACHING MATERIALS FOR FRANCO & HARTMANN TEXT:

(These materials consisting of slides, textbook notes, and regulatory materials are to be used in connection with the text. The statute and regulations can be sent as a pdf to students enrolled in the course. In addition, in the first tab, there are supplemental additions reflecting regulatory developments since publication. The materials, both commentary and excerpts from SEC releases and the such, can also be distributed to students.)